Compliance

Lok Advisory Services is committed to complying with all applicable laws wherever we operate. It is a core aspect of our mission that we act with integrity in all of our operations. We will not pay nor procure the payment of a bribe or unlawful fee to encourage the proper performance of a task or one which is intended or likely to compromise the integrity of another. We will not accept any payment, gift or inducement from a third party which is intended to compromise our own integrity.

Lok Advisory Services has issued a detailed Code of Ethics to all its employees, to ensure that this commitment to integrity and legal compliance is followed, including procedures dealing with anti-bribery, conflicts of interest, and other important matters.

When contracting with a third party we will insist that they acknowledge our commitment to good governance and that they in turn require the same high standards of those they engage. Any person who believes that Lok Advisory Services or its staff are involved in bribery and corruption is encouraged to report their concerns to the Compliance Team ( compliance@lokcapital.com ).

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